DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Atwood & Palmer, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Thomas EilertCreative Planning independent RIAAtwood & Palmer, Inc. independent RIARIA to RIASep 30, 2025Oct 23, 2025
James M MontgomeryCharles Schwab & Co., Inc. national BDAtwood & Palmer, Inc. otherOtherOct 6, 2017Nov 21, 2017 (46 d)
Peter James SowdenLegacy Investment Partners, LLC otherAtwood & Palmer, Inc. otherOtherJul 1, 2008Dec 20, 2006
Spencer Alan JonesUBS Financial Services Inc. wirehouseAtwood & Palmer, Inc. otherOtherJan 14, 2004Dec 20, 2006 (1071 d)
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4 moves match.