DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Lawson Kroeker Investment Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Adam Yale | Red Cedar Capital, LLC independent RIA | Lawson Kroeker Investment Management Inc independent RIA | RIA to RIA | Jan 5, 2023 | Jan 29, 2023 |
| Nicholas James Bedlan | Morgan Stanley wirehouse | Lawson Kroeker Investment Management Inc other | Other | Jan 23, 2015 | Jan 12, 2015 |
| Patrick J Riordan | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Lawson Kroeker Investment Management Inc other | Other | Jul 3, 2012 | Jul 13, 2012 |
| Chad Christopher Clauser | Credit Suisse Securities (USA) LLC other | Lawson Kroeker Investment Management Inc other | Other | Jun 30, 2011 | May 15, 2015 (1415 d) |
| Bruce Harold Van Kooten | Wells Fargo Investments, LLC unclassified | Lawson Kroeker Investment Management Inc other | Other | May 4, 2005 | Nov 1, 2007 (911 d) |
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5 moves match.