DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Yorktown Management And Research Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Patrick Joseph Connors | Columbia Management Investment Advisers, LLC other | Yorktown Management And Research Co Inc other | Other | Oct 9, 2014 | May 23, 2016 (592 d) |
| Hernaldo Rivera | Bny Mellon Securities Corporation other | Yorktown Management And Research Co Inc other | Other | May 1, 2014 | Jan 13, 2015 (257 d) |
| Gregory Peter Ilukowicz | Mutual Of Omaha Investor Services, Inc. no RAUM | Yorktown Management And Research Co Inc other | Other | Apr 3, 2012 | Feb 11, 2014 (679 d) |
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3 moves match.