DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oberweis Asset Management Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Benjamin Aaron Krimmel | Nuveen Asset Management, LLC mixed wealth | Oberweis Asset Management Inc other | Other | Sep 17, 2024 | Oct 4, 2024 |
| Brett Allen Pierson | Nuveen Asset Management, LLC other | Oberweis Asset Management Inc other | Other | Apr 20, 2021 | May 3, 2021 |
| John Patrick Collins | Persimmon Capital Management LP other | Oberweis Asset Management Inc other | Other | May 10, 2011 | Jul 7, 2011 (58 d) |
| John Carol Tyrpin | Great Lakes Advisors, LLC other | Oberweis Asset Management Inc other | Other | Jan 11, 2005 | Jun 15, 2017 (4538 d) |
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4 moves match.