DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Zermatt Wealth Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Austin Joseph GriffieRaymond James & Associates, Inc. national BDZermatt Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAApr 22, 2026Apr 21, 2026
Christopher Ryan ThomasCambridge Investment Research Advisors, Inc. BD affiliatedZermatt Wealth Partners independent RIAAffiliated broker-dealer or bank to independent RIAJun 11, 2025Jun 5, 2025
Louis David DworskyHayden Royal independent RIAZermatt Wealth Partners independent RIARIA to RIAMar 31, 2022Dec 12, 2021
Michael Lee HudsonHayden Royal independent RIAZermatt Wealth Partners independent RIARIA to RIAJul 19, 2021Jul 20, 2021
Brian Patrick FlemingHayden Royal independent RIAZermatt Wealth Partners independent RIARIA to RIAJul 19, 2021Jul 20, 2021
Brooke Elizabeth WarnerEquitable Advisors, LLC national BDZermatt Wealth Partners otherOtherJun 23, 2014Jul 2, 2014
Joseph Phillip ArceBrandes Investment Partners, LP otherZermatt Wealth Partners otherOtherAug 21, 2013Jan 15, 2015 (512 d)
Robert K BrittonWells Fargo Investments, LLC unclassifiedZermatt Wealth Partners otherOtherMar 28, 2007Oct 2, 2014 (2745 d)
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8 moves match.