DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ccm Investment Advisers, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Richard Joseph Linden | Southstate Advisory, Inc. other | Ccm Investment Advisers, LLC independent RIA | Other | Aug 6, 2024 | Jul 26, 2024 |
| Anthony Franklin Carimi | Synovus Securities, Inc. independent RIA | Ccm Investment Advisers, LLC independent RIA | RIA to RIA | Apr 22, 2022 | May 31, 2022 (39 d) |
| Christian John Leveque | Raymond James & Associates, Inc. national BD | Ccm Investment Advisers, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2013 | Aug 11, 2023 (3692 d) |
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3 moves match.