DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Rosenblum Silverman Sutton Sf Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Charles Thomson Angle | Cerity Partners LLC independent RIA | Rosenblum Silverman Sutton Sf Inc independent RIA | RIA to RIA | Aug 13, 2024 | Dec 11, 2024 (120 d) |
| Tobi Anne Mason | Svb Wealth other | Rosenblum Silverman Sutton Sf Inc independent RIA | Other | Jan 11, 2018 | May 2, 2018 (111 d) |
| Sherry Chan Karlsson | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Rosenblum Silverman Sutton Sf Inc independent RIA | Wirehouse to independent RIA | Aug 1, 2017 | Jan 1, 2025 (2710 d) |
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3 moves match.