DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Oakbridge Partners, Ltd.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sean Patrick Lennox | Northwestern Mutual Investment Services,LLC no RAUM | Oakbridge Partners, Ltd. independent RIA | Other | Jan 18, 2019 | Feb 7, 2019 |
| Charles Brandon Downs | Advisory Services Network other | Oakbridge Partners, Ltd. other | Other | Oct 7, 2015 | Oct 28, 2015 |
| Matthew Jeffery Hudgins | Neuberger Berman Bd LLC other | Oakbridge Partners, Ltd. other | Other | Mar 5, 2004 | Sep 21, 2004 (200 d) |
Page 1 of 1
3 moves match.