DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Ims Capital Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Aaron Jacob Christopherson | Security First Advisors independent RIA | Ims Capital Management independent RIA | RIA to RIA | Apr 1, 2025 | Oct 26, 2025 (208 d) |
| Brian Andrew Timm | Security First Advisors independent RIA | Ims Capital Management independent RIA | RIA to RIA | Apr 1, 2025 | Oct 26, 2025 (208 d) |
| Daniel Allan Belica | Td Ameritrade Investment Management, LLC other | Ims Capital Management other | Other | Feb 18, 2014 | Mar 11, 2014 |
| David Michael Budd | Wells Fargo Advisors wirehouse | Ims Capital Management other | Other | May 10, 2011 | May 12, 2011 |
| Cameron King Martin | Citigroup Global Markets Inc. other | Ims Capital Management other | Other | Oct 2, 2008 | Nov 19, 2008 (48 d) |
| Steve Foster Haug | Metropolitan Financial Services, Inc. unclassified | Ims Capital Management other | Other | Dec 17, 2003 | Dec 17, 2003 |
| Arthur Geronimo Nunes | RBC Capital Markets, LLC national BD | Ims Capital Management other | Other | Jun 12, 2003 | Jun 24, 2003 |
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7 moves match.