DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Delta Advisory Group, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Larry Eugene Foster | Delta Capital Management, LLC independent RIA | Delta Advisory Group, Inc. independent RIA | RIA to RIA | Jan 25, 2023 | Sep 6, 2022 |
| Alexander Joseph Moore | Delta Capital Management, LLC independent RIA | Delta Advisory Group, Inc. other | Other | Jun 30, 2022 | Apr 27, 2015 |
| Myra Pearle Nicholson | Dynetech Capital Corporation unclassified | Delta Advisory Group, Inc. other | Other | Dec 31, 2009 | Feb 24, 2010 (55 d) |
| Charles Clarence Smith | Dynetech Capital Corporation unclassified | Delta Advisory Group, Inc. other | Other | Oct 26, 2009 | Oct 20, 2009 |
| Roy Francisco Miranda | Mutual Service Corporation unclassified | Delta Advisory Group, Inc. other | Other | Dec 31, 2008 | Jul 27, 2010 (573 d) |
| Donald Carl Nestor | Spc other | Delta Advisory Group, Inc. other | Other | Dec 31, 2005 | Jan 5, 2006 |
| Barbara Gayle Deboer | Premieretrade Securities, Inc. unclassified | Delta Advisory Group, Inc. other | Other | Sep 2, 2005 | Mar 17, 2004 |
Page 1 of 1
7 moves match.