DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

L•••• E••••• F•••••

W••••• P••••••• G••••independent RIAOrlando, Fl IA-onlyIAPD 1740818

Feed of 09/15/2026

Also filed as Butch F•••••

At current firm

3 y

since Jun 22, 2023

In the industry

21 y

since Jan 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W••••• P••••••• G•••• independent RIA current
since Jun 22, 2023 · Lakeland, Fl
C••••• I••••••••• A••••••• L•• BD affiliated
Jun 8, 2023 to Jun 22, 2023 · Lakeland, Fl
H••••• I••••••••• M••••••••• L•• independent RIA
Feb 21, 2023 to Apr 14, 2023 · Lakeland, Fl
D•••• A••••••• G••••• I••• independent RIA
Sep 6, 2022 to Jan 25, 2023 · Lakeland, Fl
D•••• C•••••• M••••••••• L•• institutional
Dec 18, 2020 to Jan 25, 2023 · Lakeland, Fl
E••••• J•••• national BD
Feb 3, 2020 to Nov 19, 2020 · Lakeland, Fl
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Aug 14, 2012 to Jan 23, 2020 · Lakeland, Fl

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to W••••• P••••••• G••••
left Jun 22, 2023, registered Jun 22, 2023 (0 days) · Affiliated broker-dealer or bank to independent RIA
H••••• I••••••••• M••••••••• L•• to C••••• I••••••••• A••••••• L••
left Apr 14, 2023, registered Jun 8, 2023 (55 days) · RIA to affiliated broker-dealer or bank
D•••• A••••••• G••••• I••• to H••••• I••••••••• M••••••••• L••
left Jan 25, 2023, registered Feb 21, 2023 (27 days) · RIA to RIA
D•••• C•••••• M••••••••• L•• to D•••• A••••••• G••••• I•••
left Jan 25, 2023, registered Sep 6, 2022 (-141 days) · RIA to RIA
E••••• J•••• to D•••• C•••••• M••••••••• L••
left Nov 19, 2020, registered Dec 18, 2020 (29 days) · Affiliated broker-dealer or bank to independent RIA
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Jan 23, 2020, registered Feb 3, 2020 (11 days) · Wirehouse to affiliated broker-dealer or bank

Signals

L•••• E••••• F••••• left C••••• I••••••••• A••••••• L•• for W••••• P••••••• G•••• (registered 2023-06-22)
Jun 22, 2023 · Advisor changed firm · fact
L•••• E••••• F••••• left H••••• I••••••••• M••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-06-08)
Apr 14, 2023 · Advisor changed firm · fact
L•••• E••••• F••••• left D•••• A••••••• G••••• I••• for H••••• I••••••••• M••••••••• L•• (registered 2023-02-21)
Jan 25, 2023 · Advisor changed firm · fact
L•••• E••••• F••••• left D•••• C•••••• M••••••••• L•• for D•••• A••••••• G••••• I••• (registered 2022-09-06)
Jan 25, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address