DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at The Retirement Corporation Of America
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cynthia Rose Stroik | Wilmington Trust Investment Advisors, Inc. other | The Retirement Corporation Of America bank affiliated | Other | Sep 13, 2021 | Oct 1, 2021 |
| Brian P Merrick | Ameriprise Financial Services, LLC national BD | The Retirement Corporation Of America bank affiliated | Other | Feb 6, 2018 | Mar 20, 2018 (42 d) |
| Jamie Stewart Caudill | Money Masters, LLC unclassified | The Retirement Corporation Of America other | Other | Nov 2, 2009 | Nov 2, 2009 |
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3 moves match.