DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jamie Stewart Caudill
Certified Financial Planner
Feed of 09/15/2026
Also filed as Jamie Stewart Caudill
At current firm
1 y
since Jun 20, 2025
In the industry
31 y
since Jul 11, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Advice And Planning Services BD affiliated currentsince Jun 20, 2025 · Cincinnati, Oh
- Mai Capital Management, LLC independent RIAApr 28, 2021 to May 2, 2022 · Cincinnati, Oh
- Raymond James Financial Services Advisors, Inc BD affiliatedAug 14, 2015 to Mar 16, 2016 · Cincinnati, Oh
- The Retirement Corporation Of America formerNov 2, 2009 to Feb 26, 2015 · Cincinnati, Oh
- Money Masters, LLC unclassifiedNov 2, 2009 to Nov 2, 2009 · Cincinnati, Oh
- Strategic Advisers LLC national BDJul 20, 2005 to Mar 5, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Mai Capital Management, LLC to Advice And Planning Servicesleft May 2, 2022, registered Jun 20, 2025 (1145 days) · RIA to affiliated broker-dealer or bank
- Raymond James Financial Services Advisors, Inc to Mai Capital Management, LLCleft Mar 16, 2016, registered Apr 28, 2021 (1869 days) · Other
- The Retirement Corporation Of America to Raymond James Financial Services Advisors, Incleft Feb 26, 2015, registered Aug 14, 2015 (169 days) · Other
- Money Masters, LLC to The Retirement Corporation Of Americaleft Nov 2, 2009, registered Nov 2, 2009 (0 days) · Other
- Strategic Advisers LLC to Money Masters, LLCleft Mar 5, 2009, registered Nov 2, 2009 (242 days) · Other
Signals
- Jamie Stewart Caudill left Mai Capital Management, Llc for Advice And Planning Services (registered 2025-06-20)May 2, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address