DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Physician Wealth Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mark Thompson Woodruff | Alta Capital Management LLC independent RIA | Physician Wealth Advisors, Inc. independent RIA | RIA to RIA | Apr 21, 2022 | Apr 18, 2022 |
| Chad Edwards Kelley | Dentist Advisors independent RIA | Physician Wealth Advisors, Inc. independent RIA | RIA to RIA | Oct 25, 2018 | Dec 4, 2018 (40 d) |
| Cody Grant Daniels | Fidelity Personal And Workplace Advisors BD affiliated | Physician Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 14, 2018 | Sep 19, 2018 (36 d) |
| Trent L. Searle | Truenorth Wealth other | Physician Wealth Advisors, Inc. other | Other | Mar 31, 2017 | Apr 14, 2017 |
| Eric Allen Halvorsen | Stoker Ostler, A Part Of Bmo Financial Group other | Physician Wealth Advisors, Inc. other | Other | Nov 18, 2013 | Oct 3, 2013 |
| Jeffrey Dell Zesiger | Charles Schwab & Co., Inc. national BD | Physician Wealth Advisors, Inc. other | Other | Apr 22, 2009 | May 4, 2009 |
| Ryan M Bladen | Hornor, Townsend & Kent, LLC other | Physician Wealth Advisors, Inc. other | Other | Jun 5, 2008 | Jun 13, 2008 |
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7 moves match.