DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Bainco International Investors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sawyer T Rothmann | Goldman Sachs Wealth Services, L.P. BD affiliated | Bainco International Investors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2020 | Aug 25, 2020 (74 d) |
| Michael D Keating | Morgan Stanley wirehouse | Bainco International Investors LLC independent RIA | Wirehouse to independent RIA | May 6, 2019 | May 28, 2019 |
| Mark Joseph Alaimo | Lion Street Advisors, LLC other | Bainco International Investors LLC other | Other | Nov 9, 2017 | Nov 21, 2017 |
| Drew Louis Kootman | Northwestern Mutual Investment Services,LLC other | Bainco International Investors LLC independent RIA | Other | Jun 9, 2015 | Jul 7, 2020 (1855 d) |
| Jeffrey Matthew Mortimer | Charles Schwab & Co., Inc. national BD | Bainco International Investors LLC other | Other | Dec 31, 2008 | Sep 20, 2010 (628 d) |
Page 1 of 1
5 moves match.