DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Retirement Design & Management Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jeffrey Lee CorlissMsi Financial Services, Inc. otherRetirement Design & Management Inc otherOtherJan 23, 2013Jan 24, 2013
Andrew S WeissmanMorgan Stanley wirehouseRetirement Design & Management Inc otherOtherJun 15, 2012May 22, 2012
Mark Stuart SchafferReby Advisors, LLC otherRetirement Design & Management Inc otherOtherMay 23, 2007Jun 5, 2007
Page 1 of 1
3 moves match.