DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Management Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Matthew Michael Will | Strategic Advisers LLC national BD | Financial Management Group Inc other | Other | Jun 28, 2011 | Jun 6, 2012 (344 d) |
| Robert Joseph Lemmons | Wealth Dimensions Group, Ltd. other | Financial Management Group Inc other | Other | Oct 22, 2010 | Jan 6, 2011 (76 d) |
| Andrew William Ferraro | UBS Financial Services Inc. wirehouse | Financial Management Group Inc other | Other | Mar 25, 2010 | Jan 6, 2011 (287 d) |
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3 moves match.