DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Manchester Financial Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Mario Valverde | Fidelity Personal And Workplace Advisors BD affiliated | Manchester Financial Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Aug 11, 2023 |
| Steven Michael Rezzelle | Fidelity Personal And Workplace Advisors BD affiliated | Manchester Financial Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2021 | Apr 13, 2021 |
| Franklin Scheneck Whitehouse | One Capital Management, LLC independent RIA | Manchester Financial Inc independent RIA | RIA to RIA | Sep 13, 2019 | Sep 8, 2021 (726 d) |
| Scott Vincent Whitney | Harold Davidson & Associates, Inc other | Manchester Financial Inc other | Other | Feb 27, 2017 | Mar 3, 2017 |
| Mark Weiderman | UBS Financial Services Inc. wirehouse | Manchester Financial Inc other | Other | Mar 10, 2015 | Jun 9, 2015 (91 d) |
| Steven Scott | Wells Fargo Advisors wirehouse | Manchester Financial Inc other | Other | May 6, 2014 | Jun 9, 2015 (399 d) |
Page 1 of 1
6 moves match.