DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Smithbridge Asset Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Raymond Hargrove | Bassett Hargrove Investment Counsel, LLC independent RIA | Smithbridge Asset Management, Inc. independent RIA | RIA to RIA | Dec 31, 2025 | Aug 3, 2026 (215 d) |
| Timothy John Deangelo | Creative Planning independent RIA | Smithbridge Asset Management, Inc. independent RIA | RIA to RIA | Dec 1, 2023 | Aug 23, 2024 (266 d) |
| Cynthia Lynn De Sainte Maresville | Quantum Strategies Wealth Advisory state registered | Smithbridge Asset Management, Inc. independent RIA | Other | Apr 12, 2022 | Jul 13, 2022 (92 d) |
| Shawn Richard Keane | MML Investors Services, LLC other | Smithbridge Asset Management, Inc. other | Other | Aug 16, 2016 | Aug 19, 2016 |
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4 moves match.