DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Johnson Sterling, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joy Beth Smith | Equitable Advisors, LLC national BD | Johnson Sterling, Inc. other | Other | May 9, 2024 | May 31, 2024 |
| Christopher Ryan Whitley | Park Avenue Securities LLC other | Johnson Sterling, Inc. other | Other | Apr 29, 2014 | Mar 31, 2014 |
| William Reeve Cantus | Russell Investments other | Johnson Sterling, Inc. other | Other | Sep 1, 2010 | Apr 13, 2011 (224 d) |
| Alan Scott Ward | Legg Mason Wood Walker, Incorporated unclassified | Johnson Sterling, Inc. other | Other | Jun 16, 2003 | Jan 2, 2013 (3488 d) |
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4 moves match.