DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Globalt Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Mark WojtowiczBny Mellon Advisors, Inc. otherGlobalt Inc otherOtherDec 13, 2011Mar 2, 2012 (80 d)
Matthew Doran WeatherlySynovus Investment Advisors, Inc. unclassifiedGlobalt Inc otherOtherMay 30, 2007May 21, 2007
Cheryl Wattenbarger LavetteSuntrust Investment Services, Inc. otherGlobalt Inc otherOtherMar 17, 2006Sep 3, 2010 (1631 d)
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3 moves match.