DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Globalt Inc

Former SEC-registered adviserAtlanta, GeorgiaCRD 106430SEC 801-38123IAPD
Latest filing Apr 1, 2013
First filing on the tape Mar 29, 2012 · 4 filings
RAUM
$1.1B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
23
14 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$1.1B as of Mar 28, 2013
Mar 29, 2012$1.2B then
HNW client RAUM: no history
State-registered IARs (5.B.3): 12
Employees (5.A): 23
Private funds: no history
RAUM -2.6% over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2013; every figure names its basis
RAUM per advisor
$93.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$968,216derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
12.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
-2.6%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1,159reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Emory Samuel Allen · Chairmancontrol
    since 11/1990 · owns less than 5%
  • Herron Carole Cox · Senior Vice Presidentcontrol
    since 10/1999 · owns less than 5%
  • Edward Gary Fullam · Chief Investment Officercontrol
    since 03/1991 · owns less than 5%
  • L Alana Griffin · Directorcontrol
    since 03/2011 · owns less than 5%
  • Arthur Fredric Mann · Chief Operating Officercontrol
    since 03/1991 · owns less than 5%
  • Samuel Gregory Paulette · Chief Investment Strategistcontrol
    since 09/1993 · owns less than 5%
  • Henry William Roach · Chief Executive Officercontrol
    since 01/1992 · owns less than 5%
  • Barton Jeffery Singleton · Directorcontrol
    since 01/2011 · owns less than 5%
  • David Jonathan Kaufman · Chief Compliance Officer
    since 05/2006 · owns less than 5%
  • Miljanich Michelle Manuel · Chief Administrative Officer
    since 04/1992 · owns less than 5%
  • Rainey Margaret Woodward · Vice President
    since 12/2004 · owns less than 5%
Entity owners
  • Synovus Financial Corp. · Owner
    direct · owns 75% or more · public reporting company
Related persons
Schedule D 7.A
  • Synovus Bank
    real estaten
  • Synovus Securities, Inc.
    broker-dealerinvestment adviserreal estatecustodiannRAUM $8.4B
  • Synovus Trust Company, N.A.
    real estatecustodiann
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 991 to 1,159
    Mar 29, 2012 to Mar 28, 2013
  • Advisory employees · unset to 14.0
    Mar 29, 2012 to Mar 28, 2013
  • BD registered reps · unset to 1.0
    Mar 29, 2012 to Mar 28, 2013
  • Employees · unset to 23.0
    Mar 29, 2012 to Mar 28, 2013
  • State-registered IARs · unset to 12.0
    Mar 29, 2012 to Mar 28, 2013
  • Discretionary RAUM · $1.2B to $1.1B
    Mar 29, 2012 to Mar 28, 2013
  • RAUM · $1.2B to $1.1B
    Mar 29, 2012 to Mar 28, 2013
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026