DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at New England Capital
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Stacie Lynn Giddings | Redhawk Wealth Advisors, Inc. other | New England Capital other | Other | May 25, 2018 | Dec 8, 2017 |
| Dennis C Morin | MML Investors Services, LLC other | New England Capital independent RIA | Other | Dec 22, 2017 | Sep 24, 2018 (276 d) |
| Melissa Hope Einberg | Sensible Financial Planning And Management, LLC other | New England Capital other | Other | Jun 5, 2013 | Sep 23, 2015 (840 d) |
| Philip Brian Chandler | Edward Jones national BD | New England Capital other | Other | Feb 3, 2012 | Jun 22, 2012 (140 d) |
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4 moves match.