DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Holderness Investments Co
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Ryan Michael Vaudrin | Waverly Advisors, LLC independent RIA | Holderness Investments Co independent RIA | RIA to RIA | Aug 12, 2024 | Aug 25, 2024 |
| Jonathan Michael Morgan | Mcshane Partners independent RIA | Holderness Investments Co independent RIA | RIA to RIA | Feb 21, 2024 | Feb 23, 2024 |
| Sheila May Falls | Park Avenue Securities LLC other | Holderness Investments Co other | Other | Oct 13, 2017 | Nov 9, 2017 |
| Kenneth Joseph Shahbaz | Kestra Advisory Services, LLC other | Holderness Investments Co other | Other | Jan 27, 2017 | Jan 26, 2017 |
| Sheila May Falls | Kestra Advisory Services, LLC other | Holderness Investments Co other | Other | Jan 27, 2017 | Jan 26, 2017 |
| Charles F Freeman | Equitable Advisors, LLC national BD | Holderness Investments Co other | Other | Apr 20, 2011 | Apr 19, 2011 |
Page 1 of 1
6 moves match.