DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Miller Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carrie A Beede | Pruco Securities, LLC BD affiliated | Miller Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 14, 2020 | Mar 5, 2020 (51 d) |
| Kelli Anne Young | Raymond James Financial Services Advisors, Inc other | Miller Advisors, Inc. other | Other | Sep 6, 2016 | Sep 2, 2016 |
| David Matthew Simpson | Kms Financial Services, Inc other | Miller Advisors, Inc. other | Other | Feb 10, 2014 | Mar 11, 2014 |
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3 moves match.