DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Derby And Company Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Todd Craig Silverman | Ferris Capital, LLC independent RIA | Derby And Company Inc independent RIA | RIA to RIA | Oct 7, 2019 | Feb 7, 2020 (123 d) |
| Allison M. Crate | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Derby And Company Inc other | Other | Jun 1, 2015 | Jun 24, 2015 |
| Rachel Meri Zibrak | Rinet Company, LLC other | Derby And Company Inc other | Other | Dec 2, 2014 | Jun 8, 2015 (188 d) |
| Michael W Wyman | Commonwealth Financial Network national BD | Derby And Company Inc other | Other | Apr 8, 2010 | Sep 16, 2010 (161 d) |
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4 moves match.