DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Rinet Company, LLC

Former SEC-registered adviserBoston, MassachusettsCRD 106979SEC 801-17437IAPD
Latest filing Dec 23, 2021
First filing on the tape Nov 18, 2011 · 28 filings
RAUM
$2.0B
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
92%
$1.9B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
28
15 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
$5.8M gross assets
History
28 filings and snapshots on the tape
RAUM$2.0B as of Mar 31, 2021
Mar 30, 2012$1.3B then
HNW client RAUM$1.6B as of Mar 31, 2021
Mar 30, 2018$1.6B then
State-registered IARs (5.B.3)15 as of Mar 31, 2021
Mar 30, 20120 then
Employees (5.A)28 as of Mar 31, 2021
Apr 1, 201334 then
Private funds4 as of Mar 31, 2021
Mar 30, 20129 then
RAUM +4.0% over the last fiscal year+0.8% a year over threeIARs 15 to 15
Practice profile
derived from the filing of Dec 23, 2021; every figure names its basis
RAUM per advisor
$135MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
11derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$11.5MderivedHNW RAUM over HNW clients
Average account
$1.5MderivedRAUM over accounts (5.F.2.f)
Discretionary
94%derivedof RAUM
Institutional
2.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.9derivedItem 5.A over advisors
Advisors per office
15.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+4.0%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+1.3%derived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Custody
$57,478, 40 clientsreportedItem 9.A
Ownership
controlled by a public reporting companyderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$1.6B81%
  • Individuals$223M11%
  • Corporations and businesses$101M5.0%
  • Charitable organizations$40.5M2.0%
  • Pooled investment vehicles$20.2M1.0%
Individual clients
19reported
HNW clients
142reported
Pension plan clients
n/areported
Charitable clients
3reported
Accounts
1,369reported
Financial planning clients
101-250reported
Wrap fee programs
noreported
Custody of client assets
$57,478 for 40 clientsreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    9 reported on Schedule D 7.B.(1)
    FundTypeGross assetsOwnersFirst reported
    Rc-Mcii 2007, LLCPrivate Equity Fund$2.3M8Mar 30, 2012
    Rc-Mc III 2008, LLCPrivate Equity Fund$2.1M13Mar 30, 2012
    Rc/Lomez Investors, LLCno longer reportedReal Estate Fund$2.1M17Mar 30, 2012
    Rc/Morgan Creek I, Associates LLCPrivate Equity Fund$1.2M14Mar 30, 2012
    2000 Associates, LLCReal Estate Fund$242,58526Mar 30, 2012
    Rc/Wcp IV Associates, LLCno longer reportedPrivate Equity Fund$217,42223Mar 30, 2012
    Ninety-Six Associates, LLCno longer reportedReal Estate Fund$11,2394Mar 30, 2012
    Rc/Crr Investors, LLCno longer reportedReal Estate Fund$5,05434Mar 30, 2012
    Ninety-Seven Associatesno longer reportedReal Estate Fund$2,19923Mar 30, 2012
    Owners and control persons
    Schedule A and B, latest filing
    • Stanley David Beckwith · Managing Director - Chief Investment Officercontrol
      since 06/2005 · owns less than 5%
    • George Benjamin Goldman · Managing Directorcontrol
      since 01/2018 · owns less than 5%
    • Francis Christopher Mahoney · Managing Directorcontrol
      since 01/2018 · owns less than 5%
    • Renee Rebecca Pouliot · Managing Directorcontrol
      since 09/2009 · owns less than 5%
    • Brian Rivotto · Managing Director - President And Ceocontrol
      since 01/2006 · owns less than 5%
    • P. Gary Savage · Managing Director - Chief Compliance Officercontrol
      since 01/2004 · owns less than 5%
    • C. Kathleen Wallace · Managing Directorcontrol
      since 10/2004 · owns less than 5%
    • Brian Rivotto · President, Ceo, Manager, Membercontrol
      since 08/2009 · owns F of Rinet Holding Company, LLC
    • P. Gary Savage · Manager, Membercontrol
      since 08/2009 · owns F of Rinet Holding Company, LLC
    • C. Kathleen Wallace · Manager, Membercontrol
      since 12/2014 · owns F of Rinet Holding Company, LLC
    Entity owners
    • Rinet Holding Company, LLC · Member
      direct · owns 75% or more
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Related adviser · false to true
      Jul 2, 2021 to Dec 23, 2021
    • Related broker-dealer · false to true
      Jul 2, 2021 to Dec 23, 2021
    • Accounts · 1,641 to 1,369
      Aug 17, 2020 to Mar 31, 2021
    • Charity clients · 2 to 3
      Aug 17, 2020 to Mar 31, 2021
    • HNW clients · 141 to 142
      Aug 17, 2020 to Mar 31, 2021
    • Individual clients · 18 to 19
      Aug 17, 2020 to Mar 31, 2021
    • Pooled vehicle clients · 2 to 3
      Aug 17, 2020 to Mar 31, 2021
    • Assets in custody · $51,379 to $57,478
      Aug 17, 2020 to Mar 31, 2021
    • Employees · 25 to 28
      Aug 17, 2020 to Mar 31, 2021
    • Discretionary RAUM · $1.8B to $1.9B
      Aug 17, 2020 to Mar 31, 2021
    • HNW RAUM · $1.6B to $1.6B
      Aug 17, 2020 to Mar 31, 2021
    • Individual RAUM · $214M to $223M
      Aug 17, 2020 to Mar 31, 2021
    • Non-discretionary RAUM · $123M to $125M
      Aug 17, 2020 to Mar 31, 2021
    • Pooled vehicle RAUM · $19.5M to $20.2M
      Aug 17, 2020 to Mar 31, 2021
    • RAUM · $1.9B to $2.0B
      Aug 17, 2020 to Mar 31, 2021
    • Accounts · 1,545 to 1,641
      Jul 1, 2019 to Mar 30, 2020
    • Advisory employees · 17 to 15
      Jul 1, 2019 to Mar 30, 2020
    • HNW clients · 138 to 141
      Jul 1, 2019 to Mar 30, 2020
    • Assets in custody · $143,710 to $51,379
      Jul 1, 2019 to Mar 30, 2020
    • Employees · 27 to 25
      Jul 1, 2019 to Mar 30, 2020
    • State-registered IARs · 16 to 15
      Jul 1, 2019 to Mar 30, 2020
    • Other offices · 1 to 0
      Jul 1, 2019 to Mar 30, 2020
    • Private funds · 6 to 4
      Jul 1, 2019 to Mar 30, 2020
    • Discretionary RAUM · $1.7B to $1.8B
      Jul 1, 2019 to Mar 30, 2020
    • HNW RAUM · $1.5B to $1.6B
      Jul 1, 2019 to Mar 30, 2020
    • Individual RAUM · $201M to $214M
      Jul 1, 2019 to Mar 30, 2020
    • Non-discretionary RAUM · $122M to $123M
      Jul 1, 2019 to Mar 30, 2020
    • Pooled vehicle RAUM · $18.2M to $19.5M
      Jul 1, 2019 to Mar 30, 2020
    • RAUM · $1.8B to $1.9B
      Jul 1, 2019 to Mar 30, 2020
    • Accounts · 1,422 to 1,545
      Jul 2, 2018 to Mar 30, 2019
    • Corporate clients · 1 to 2
      Jul 2, 2018 to Mar 30, 2019
    • HNW clients · 128 to 138
      Jul 2, 2018 to Mar 30, 2019
    • Individual clients · 16 to 18
      Jul 2, 2018 to Mar 30, 2019
    • Assets in custody · $51,219 to $143,710
      Jul 2, 2018 to Mar 30, 2019
    • Discretionary RAUM · $1.8B to $1.7B
      Jul 2, 2018 to Mar 30, 2019
    • HNW RAUM · $1.6B to $1.5B
      Jul 2, 2018 to Mar 30, 2019
    • Individual RAUM · $217M to $201M
      Jul 2, 2018 to Mar 30, 2019
    • Non-discretionary RAUM · $128M to $122M
      Jul 2, 2018 to Mar 30, 2019
    • Pooled vehicle RAUM · $19.8M to $18.2M
      Jul 2, 2018 to Mar 30, 2019
    • RAUM · $2.0B to $1.8B
      Jul 2, 2018 to Mar 30, 2019
    Signals
    9 dated events
    • Thomas M Keane left Rinet Company, Llc for Captrust (registered 2022-02-01)
      Mar 28, 2022 · Advisor changed firm · fact
    • Rebecca Renee Pouliot left Rinet Company, Llc for Captrust (registered 2022-01-25)
      Mar 28, 2022 · Advisor changed firm · fact
    • Gary P. Savage left Rinet Company, Llc for Captrust (registered 2022-02-01)
      Mar 28, 2022 · Advisor changed firm · fact
    • Kathaleen Marie Carroll-Coelho left Rinet Company, Llc for Captrust (registered 2022-01-25)
      Mar 28, 2022 · Advisor changed firm · fact
    • Benjamin George Goldman left Rinet Company, Llc for Captrust (registered 2022-01-25)
      Mar 28, 2022 · Advisor changed firm · fact
    • Rinet Company, LLC's advisors moved to Captrust (Boston, MA): 8 of 8 registered, on the same day
      Mar 28, 2022 · Firm absorbed (people side) · derived
    • Christopher Francis Mahoney left Rinet Company, Llc for Captrust (registered 2022-01-25)
      Mar 28, 2022 · Advisor changed firm · fact
    • Joshua Torrey Hohlfelder left Rinet Company, Llc for Captrust (registered 2022-01-25)
      Mar 28, 2022 · Advisor changed firm · fact
    • Jason Edinger left Rinet Company, Llc for Captrust (registered 2022-01-25)
      Mar 28, 2022 · Advisor changed firm · fact
    Across DFX
    shared identifiers only, never a name match
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026
    Across the graphs

    Rinet Company, LLC is the same institution as 1 record in Real Estate Funds.

    Real Estate Funds1

    Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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