DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Its Asset Management, L.P.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Michael James Throckmorton | Investment Research Corp independent RIA | Its Asset Management, L.P. independent RIA | RIA to RIA | Dec 31, 2018 | Jan 3, 2019 |
| Christopher John Romano | Blue Vase Securities, LLC unclassified | Its Asset Management, L.P. other | Other | Dec 31, 2004 | Apr 5, 2006 (460 d) |
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2 moves match.