DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Winans Investments
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Victor M. Valle | Comerica Securities bank affiliated | Winans Investments independent RIA | Other | Sep 23, 2019 | Jun 12, 2020 (263 d) |
| Eric Cameron Patterson | Lehrer Management Co Inc other | Winans Investments other | Other | Jul 7, 2011 | Aug 26, 2011 (50 d) |
| Stephanie Irene Larson | Bay Willow Advisers, LLC unclassified | Winans Investments independent RIA | Other | Oct 6, 2009 | Jun 24, 2020 (3914 d) |
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3 moves match.