DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Orange Investment Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Sviatlana Maslava | Commonwealth Financial Network national BD | Orange Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2026 | Jun 16, 2026 (155 d) |
| Stephen Richard Soper | Osaic Institutions, Inc. BD affiliated | Orange Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2023 | Feb 3, 2026 (783 d) |
| Curt Arri Schultzberg | American Portfolios Advisors, Inc BD affiliated | Orange Investment Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 27, 2022 | Dec 7, 2022 (71 d) |
| Samantha Marie Booth | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Orange Investment Advisors, Inc. independent RIA | Wirehouse to independent RIA | Feb 23, 2022 | Mar 17, 2022 |
| Ronald Pauly Mayfield | LPL Financial LLC other | Orange Investment Advisors, Inc. independent RIA | Other | Oct 24, 2014 | Jun 7, 2021 (2418 d) |
Page 1 of 1
5 moves match.