DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Scarborough Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
David Allen SizemoreSii Investments, Inc. BD affiliatedScarborough Capital Management, Inc. otherOtherDec 31, 2017Jul 19, 2011
John Martin BlamphinValic Financial Advisors, Inc. otherScarborough Capital Management, Inc. otherOtherJul 30, 2009Nov 18, 2009 (111 d)
David Alan HermanMorgan Stanley Dw Inc. unclassifiedScarborough Capital Management, Inc. otherOtherApr 29, 2003May 20, 2003
Page 1 of 1
3 moves match.