DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at First Financial Consulting
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luis E Salas Ruiz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | First Financial Consulting state registered | Wirehouse to a state-registered adviser | Jun 3, 2024 | Aug 7, 2024 (65 d) |
| Daniel Jonathan Beckwith | Wescap Group independent RIA | First Financial Consulting state registered | RIA to a state-registered adviser | Jun 15, 2018 | Jan 15, 2025 (2406 d) |
| Chad Keith Germann | Edward Jones national BD | First Financial Consulting state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 5, 2011 | Jan 1, 2026 (5202 d) |
| Joshua Daniel Garcia | Edward Jones national BD | First Financial Consulting state registered | Affiliated broker-dealer or bank to a state-registered adviser | Sep 16, 2010 | Mar 10, 2011 (175 d) |
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4 moves match.