DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••• G••••
Legal name W••••• M••••••••• G••••• I•••
Latest filing Sep 14, 2026
First filing on the tape Mar 26, 2012 · 42 filings
SEC status approved since May 20, 1988
RAUM
$1.1B
reported, Item 5.F
Discretionary
83%
of RAUM
Private clients
98%
$1.1B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$181M
derived; firm RAUM over IAPD count
Employees
13
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$1.1B as of Mar 9, 2026
Mar 26, 2012$699M then
HNW client RAUM$1.0B as of Mar 9, 2026
Mar 23, 2018$776M then
State-registered IARs (5.B.3)6 as of Mar 9, 2026
Mar 26, 20120 then
Employees (5.A)13 as of Mar 9, 2026
Mar 22, 201313 then
Private funds1 as of Mar 9, 2026
Mar 26, 20121 then
RAUM +10% over the last fiscal year+8.6% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $181MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.9MderivedHNW RAUM over HNW clients
- Average account
- $876,006derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 83%derivedof RAUM
- Institutional
- 1.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.9%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $28.0M, 35 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- the adviser acts as qualified custodian (9.D.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.0B93%
- Individuals$54.0M5.0%
- Charitable organizations$12.0M1.1%
- Pooled investment vehicles$8.0M0.7%
- Individual clients
- 116reported
- HNW clients
- 205reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 1,242reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $28.0M for 35 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.01 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• A•••••• W••••••• | Glendale, Ca | May 4, 1988 | 38 y | 0 |
| M••• M•••••• G••••••Chartered Financial Analyst | Glendale, Ca | Nov 29, 2010 | 34 y | 0 |
| A••••• M••••• E•••••• | Glendale, Ca | Jan 17, 2013 | 21 y | 0 |
| J••• S•••••• E••••••Chartered Financial Analyst | Glendale, Ca | May 13, 2019 | 38 y | 0 |
| J•••••• S• P•••••••Certified Financial Planner | Glendale, Ca | Jan 13, 2021 | 11 y | 0 |
| A•• G•••••••• | Glendale, Ca | Dec 5, 2022 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• J•••• Q•••• to C••••••••• F•••••••• N••••••Mar 23, 2021 · RIA to affiliated broker-dealer or bank
- A••• M••••••• G••• to A••••••••• L••Oct 3, 2018 · RIA to RIA
- H••••• C••••••• to A••••••••• F•••••••• S•••••••• L••Aug 22, 2018 · RIA to affiliated broker-dealer or bank
- D••••• J••••••• B••••••• to F•••• F•••••••• C•••••••••Jun 15, 2018 · RIA to a state-registered adviser
- T••• C••••• B••••• to A••••••••• L••Jan 11, 2017 · Other
Joined, latest
- D••••• J••••••• B••••••• from D••• D••••••• • C••Sep 26, 2016 · Other
- T••• C••••• B••••• from S•••Nov 9, 2007 · Other
- A••• M••••••• G••• from F••••• I••••••••• C••••••••• L••Nov 17, 2006 · Other
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| H••••••• P•••••••• L• P• | Hedge Fund | $39.0M | 57 | Mar 26, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••• M•••••••• I•••• · Shareholdercontrolsince 04/1988 · owns 25% to 50%
- E••••••• J•••• S•••••• · Presidentcontrolsince 04/1988 · owns 25% to 50%
- W•••••••• E•••• A•••••• · Chief Financial Officer, Chief Compliance Officercontrolsince 04/1988 · owns 50% to 75%
Related persons
Schedule D 7.A
- H••••••• P•••••••• L•••pooled vehicle sponsory
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Glendale, Ca · principal | 6 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Succession · false to unsetMar 9, 2026 to Sep 11, 2026
- Financial planning clients · 251-500 to 251-500Mar 9, 2026 to Sep 11, 2026
- Private funds · 1 to unsetMar 9, 2026 to Sep 11, 2026
- Accounts · 1,225 to 1,242Aug 14, 2025 to Mar 9, 2026
- HNW clients · 193 to 205Aug 14, 2025 to Mar 9, 2026
- Individual clients · 125 to 116Aug 14, 2025 to Mar 9, 2026
- Pooled vehicle clients · 9 to 8Aug 14, 2025 to Mar 9, 2026
- Discretionary RAUM · $744M to $901MAug 14, 2025 to Mar 9, 2026
- HNW RAUM · $908M to $1.0BAug 14, 2025 to Mar 9, 2026
- Individual RAUM · $58.0M to $54.0MAug 14, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $241M to $187MAug 14, 2025 to Mar 9, 2026
- RAUM · $985M to $1.1BAug 14, 2025 to Mar 9, 2026
- Accounts · 1,251 to 1,225Feb 23, 2024 to Apr 8, 2025
- HNW clients · 192 to 193Feb 23, 2024 to Apr 8, 2025
- Individual clients · 136 to 125Feb 23, 2024 to Apr 8, 2025
- Pooled vehicle clients · 7 to 9Feb 23, 2024 to Apr 8, 2025
- Assets in custody · $29.8M to $28.0MFeb 23, 2024 to Apr 8, 2025
- Financial planning clients · 251-500 to 251-500Feb 23, 2024 to Apr 8, 2025
- Discretionary RAUM · $688M to $744MFeb 23, 2024 to Apr 8, 2025
- HNW RAUM · $851M to $908MFeb 23, 2024 to Apr 8, 2025
- Individual RAUM · $54.0M to $58.0MFeb 23, 2024 to Apr 8, 2025
- Non-discretionary RAUM · $232M to $241MFeb 23, 2024 to Apr 8, 2025
- Pooled vehicle RAUM · $5.0M to $8.0MFeb 23, 2024 to Apr 8, 2025
- RAUM · $920M to $985MFeb 23, 2024 to Apr 8, 2025
- Accounts · 1,248 to 1,251Nov 8, 2023 to Feb 23, 2024
- HNW clients · 191 to 192Nov 8, 2023 to Feb 23, 2024
- Individual clients · 117 to 136Nov 8, 2023 to Feb 23, 2024
- Pooled vehicle clients · 10 to 7Nov 8, 2023 to Feb 23, 2024
- Discretionary RAUM · $651M to $688MNov 8, 2023 to Feb 23, 2024
- HNW RAUM · $780M to $851MNov 8, 2023 to Feb 23, 2024
- Individual RAUM · $53.4M to $54.0MNov 8, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $199M to $232MNov 8, 2023 to Feb 23, 2024
- Pooled vehicle RAUM · $7.5M to $5.0MNov 8, 2023 to Feb 23, 2024
- RAUM · $850M to $920MNov 8, 2023 to Feb 23, 2024
- Accounts · 1,185 to 1,248Oct 27, 2022 to Feb 24, 2023
- Charity clients · unset to 2.0Oct 27, 2022 to Feb 24, 2023
- HNW clients · 206 to 191Oct 27, 2022 to Feb 24, 2023
- Individual clients · 103 to 117Oct 27, 2022 to Feb 24, 2023
- Pooled vehicle clients · 11 to 10Oct 27, 2022 to Feb 24, 2023
- Assets in custody · $47.0M to $29.8MOct 27, 2022 to Feb 24, 2023
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-820-2453reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 818-563-5170reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 818-563-5174reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- W•••••GROUP.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 818-563-5170reportedpublic record, Form ADV, Sep 14, 2026
- Contact form
- wescapgroup.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- wescapgroup.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $181Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026