DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Mackay Shields LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Megan Barnett | Imperial Capital Asset Management LLC other | Mackay Shields LLC other | Other | Mar 30, 2024 | Jan 27, 2025 (303 d) |
| Thomas Andrew Tyler | Edward Jones national BD | Mackay Shields LLC other | Other | Feb 7, 2006 | Feb 22, 2007 (380 d) |
| Caroline Baumgart | New York Life Investment Management LLC other | Mackay Shields LLC other | Other | Sep 28, 2005 | Jan 31, 2006 (125 d) |
| Rene Arturo Bustamante | New York Life Investment Management LLC other | Mackay Shields LLC other | Other | Sep 28, 2005 | Feb 7, 2006 (132 d) |
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4 moves match.