| John Antonio Palmieri | LPL Financial LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 24, 2025 | Mar 18, 2025 |
| Craig Russell Lawler | Cetera Investment Advisers LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Oct 31, 2023 |
| Kayla Jo Welker | Cetera Investment Advisers LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 5, 2023 | Oct 20, 2021 |
| Diana Kon | Cetera Investment Advisers LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 2, 2023 |
| Bryant William Boswell | Cetera Investment Advisers LLC BD affiliated | Aviso Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2023 | Oct 2, 2023 |
| Joseph Alan Perry | First Allied Advisory Services, Inc. BD affiliated | Aviso Wealth Management other | Other | Nov 13, 2020 | Jan 3, 2017 |
| Timothy Stuart Mickey | First Allied Advisory Services, Inc. BD affiliated | Aviso Wealth Management other | Other | Nov 12, 2020 | Jun 10, 2013 |
| William Basil Verrill | First Allied Advisory Services, Inc. BD affiliated | Aviso Wealth Management other | Other | Nov 12, 2020 | Jan 3, 2017 |
| Joyce Anne Provost | First Allied Advisory Services, Inc. BD affiliated | Aviso Wealth Management other | Other | Nov 12, 2020 | Jan 8, 2013 |
| Eduardo Saulo Alzona | First Allied Advisory Services, Inc. other | Aviso Wealth Management other | Other | Jul 31, 2017 | Oct 27, 2016 |
| Jonathan Andrew Moyer | First Allied Advisory Services, Inc. other | Aviso Wealth Management other | Other | Nov 23, 2015 | Jun 25, 2015 |
| Joseph Alan Perry | Gunnallen Financial, Inc unclassified | Aviso Wealth Management other | Other | Mar 31, 2010 | Jun 21, 2007 |
| William Basil Verrill | Gunnallen Financial, Inc unclassified | Aviso Wealth Management other | Other | Mar 31, 2010 | Jun 21, 2007 |
| John Joseph Cortale | Gunnallen Financial, Inc unclassified | Aviso Wealth Management other | Other | Mar 11, 2010 | Mar 9, 2010 |
| Eduardo Saulo Alzona | Gunnallen Financial, Inc unclassified | Aviso Wealth Management other | Other | May 27, 2009 | May 26, 2009 |
| Philip Laurence Murphy | Florida Investment Advisors other | Aviso Wealth Management other | Other | Oct 13, 2005 | Nov 14, 2005 (32 d) |