DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Paragon Capital Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shannon N Yarbrough | Frontier Wealth Management, LLC independent RIA | Paragon Capital Management LLC independent RIA | RIA to RIA | Oct 26, 2020 | Oct 21, 2020 |
| Guerry C Harris | Charles Schwab & Co., Inc. national BD | Paragon Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2019 | Dec 12, 2019 |
| Jamie Christopher Cinotto | Mariner BD affiliated | Paragon Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2019 | Dec 12, 2019 (44 d) |
| Nily Levy | Charles Schwab & Co., Inc. national BD | Paragon Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 12, 2019 | Nov 25, 2020 (593 d) |
| Ethel Jean Davis | Charles Schwab & Co., Inc. national BD | Paragon Capital Management LLC other | Other | Apr 21, 2004 | Oct 26, 2006 (918 d) |
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5 moves match.