DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Paragon Capital Management LLC
Latest filing Jul 20, 2026
First filing on the tape Mar 9, 2012 · 43 filings
SEC status approved since Aug 18, 1998
RAUM
$740M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$740M individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
$82.2M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$740M as of Jul 20, 2026
Mar 9, 2012$316M then
HNW client RAUM$670M as of Jul 20, 2026
Mar 20, 2018$399M then
State-registered IARs (5.B.3)10 as of Jul 20, 2026
Mar 22, 20133 then
Employees (5.A)10 as of Jul 20, 2026
Mar 22, 20134 then
Private funds: no history
RAUM +17% over the last fiscal year+18% a year over threeIARs 8 to 10
Practice profile
derived from the filing of Jul 20, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $82.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 39derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $942,396derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +25%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $237M, 237 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$670M91%
- Individuals$70.1M9.5%
- Individual clients
- 134reported
- HNW clients
- 216reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 785reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- $237M for 237 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Craig Barton Novorr | Overland Park, Ks | Sep 8, 2006 | 20 y | 0 |
| Guerry C HarrisCertified Financial Planner | Austin, Tx | Dec 12, 2019 | 33 y | 1 |
| Shannon N Yarbrough | Overland Park, Ks | Oct 21, 2020 | 29 y | 5 |
| Nily Levy | Overland Park, Ks | Nov 25, 2020 | 34 y | 1 |
| Eugene Ronald Pal | Overland Park, Ks | Dec 14, 2021 | 33 y | 0 |
| Richard Edward HeidemannChartered Financial Analyst | Overland Park, Ks | Mar 6, 2023 | 10 y | 0 |
| Brady James Hogan | Overland Park, Ks | Nov 3, 2025 | 12 y | 0 |
| Daniel Xavier Green | Overland Park, Ks | Nov 13, 2025 | 11 y | 0 |
| Tyler Novorr | Overland Park, Ks | Aug 21, 2026 | 10 y | 0 |
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount1 left over 36 months
Left, latest
- Jamie Christopher Cinotto to Triad Wealth Partners, LLCMar 13, 2026 · RIA to RIA
- Elizabeth Jane Mcleod to Creative PlanningAug 17, 2018 · RIA to RIA
- Tammy Lee Ann Breitenbach to Cwm, LLCMay 29, 2018 · RIA to affiliated broker-dealer or bank
- Ethel Jean Davis to Vzd Capital Management LLCAug 27, 2012 · Other
Joined, latest
- Nily Levy from Charles Schwab & Co., Inc.Nov 25, 2020 · Affiliated broker-dealer or bank to independent RIA
- Shannon N Yarbrough from Frontier Wealth Management, LLCOct 21, 2020 · RIA to RIA
- Guerry C Harris from Charles Schwab & Co., Inc.Dec 12, 2019 · Affiliated broker-dealer or bank to independent RIA
- Jamie Christopher Cinotto from MarinerDec 12, 2019 · Affiliated broker-dealer or bank to independent RIA
- Ethel Jean Davis from Charles Schwab & Co., Inc.Oct 26, 2006 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Barton Craig Novorr · Chief Compliance Officer/Manager/Membercontrolsince 08/2006 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 9 | 3 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Dallas, TX1 employees
What changed
consecutive filings, newest first
- Accounts · 716 to 785Apr 3, 2025 to Feb 19, 2026
- HNW clients · 195 to 216Apr 3, 2025 to Feb 19, 2026
- Individual clients · 126 to 134Apr 3, 2025 to Feb 19, 2026
- Assets in custody · $0 to $237MApr 3, 2025 to Feb 19, 2026
- Custody of client assets · false to trueApr 3, 2025 to Feb 19, 2026
- Employees · 9 to 10Apr 3, 2025 to Feb 19, 2026
- State-registered IARs · 8 to 10Apr 3, 2025 to Feb 19, 2026
- Discretionary RAUM · $633M to $740MApr 3, 2025 to Feb 19, 2026
- HNW RAUM · $576M to $670MApr 3, 2025 to Feb 19, 2026
- Individual RAUM · $56.9M to $70.1MApr 3, 2025 to Feb 19, 2026
- Non-discretionary RAUM · $210,932 to $215,352Apr 3, 2025 to Feb 19, 2026
- RAUM · $633M to $740MApr 3, 2025 to Feb 19, 2026
- Financial planning clients · 1-10 to 1-10Feb 25, 2025 to Apr 3, 2025
- Other offices · 1 to 0Feb 25, 2025 to Apr 3, 2025
- Accounts · 676 to 716Mar 21, 2024 to Feb 25, 2025
- Advisory employees · 6 to 8Mar 21, 2024 to Feb 25, 2025
- HNW clients · 162 to 195Mar 21, 2024 to Feb 25, 2025
- Individual clients · 135 to 126Mar 21, 2024 to Feb 25, 2025
- Employees · 6 to 9Mar 21, 2024 to Feb 25, 2025
- State-registered IARs · 5 to 8Mar 21, 2024 to Feb 25, 2025
- Discretionary RAUM · $545M to $633MMar 21, 2024 to Feb 25, 2025
- HNW RAUM · $482M to $576MMar 21, 2024 to Feb 25, 2025
- Individual RAUM · $62.9M to $56.9MMar 21, 2024 to Feb 25, 2025
- Non-discretionary RAUM · $1,283 to $210,932Mar 21, 2024 to Feb 25, 2025
- RAUM · $545M to $633MMar 21, 2024 to Feb 25, 2025
- Accounts · 636 to 676Nov 16, 2023 to Mar 21, 2024
- HNW clients · 145 to 162Nov 16, 2023 to Mar 21, 2024
- Individual clients · 128 to 135Nov 16, 2023 to Mar 21, 2024
- Discretionary RAUM · $451M to $545MNov 16, 2023 to Mar 21, 2024
- HNW RAUM · $394M to $482MNov 16, 2023 to Mar 21, 2024
- Individual RAUM · $57.6M to $62.9MNov 16, 2023 to Mar 21, 2024
- Non-discretionary RAUM · $0 to $1,283Nov 16, 2023 to Mar 21, 2024
- RAUM · $451M to $545MNov 16, 2023 to Mar 21, 2024
- Accounts · 595 to 636Jan 3, 2023 to Mar 23, 2023
- HNW clients · 127 to 145Jan 3, 2023 to Mar 23, 2023
- Individual clients · 122 to 128Jan 3, 2023 to Mar 23, 2023
- Discretionary RAUM · $441M to $451MJan 3, 2023 to Mar 23, 2023
- HNW RAUM · $381M to $394MJan 3, 2023 to Mar 23, 2023
- Individual RAUM · $60.6M to $57.6MJan 3, 2023 to Mar 23, 2023
- RAUM · $441M to $451MJan 3, 2023 to Mar 23, 2023
Signals
2 dated events
- Jamie Christopher Cinotto left Paragon Capital Management Llc for Triad Wealth Partners, Llc (registered 2026-08-11)Mar 13, 2026 · Advisor changed firm · fact
- Paragon Capital Management Llc reported RAUM $312.7M, down 35% from $480.4M (2018-08-18 to 2019-03-12)Mar 12, 2019 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- Paragon Capital Management LLC · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- operations@paragoncap.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- hjacobson@paragoncap.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 913-451-2254reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 800-508-4605reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- PARAGONCAP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 913-451-2254reportedpublic record, Form ADV, Jul 20, 2026
- Team page
- paragoncap.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $82.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026