DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Embree Financial Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Patrick CortazzoWaldron Private Wealth independent RIAEmbree Financial Group mixed wealthRIA to RIAOct 28, 2025Nov 24, 2025
Jared Milton FunkMML Investors Services, LLC BD affiliatedEmbree Financial Group mixed wealthAffiliated broker-dealer or bank to independent RIAJul 25, 2023Sep 19, 2023 (56 d)
Cooper Jeffrey PerryMcadam LLC independent RIAEmbree Financial Group mixed wealthRIA to RIAJun 8, 2023Sep 19, 2023 (103 d)
Lara Michelle DaltonWaldron Private Wealth independent RIAEmbree Financial Group mixed wealthRIA to RIANov 16, 2022Sep 19, 2023 (307 d)
Andrew James FarinelliMcadam LLC independent RIAEmbree Financial Group mixed wealthRIA to RIAFeb 8, 2021Mar 17, 2021 (37 d)
Gregory Strickler MakelaMorgan Stanley wirehouseEmbree Financial Group mixed wealthWirehouse to independent RIAJan 13, 2021Jul 9, 2024 (1273 d)
Michael David PeartMcadam LLC independent RIAEmbree Financial Group mixed wealthRIA to RIAJun 11, 2018Jul 7, 2018
James J KarabasWaddell & Reed otherEmbree Financial Group otherOtherJan 11, 2016Mar 4, 2016 (53 d)
Paul Moody EmbreePlowshares Asset Management, L.L.C. unclassifiedEmbree Financial Group otherOtherDec 31, 2003Jan 24, 2000
Matthew Lee StadlerBedford Financial Group, Inc. otherEmbree Financial Group otherOtherDec 11, 2002Feb 24, 2004 (440 d)
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10 moves match.