DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Financial Management, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Carter William Lowe | Crews & Associates, Inc. BD affiliated | Financial Management, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2025 | Mar 7, 2024 |
| Michael Earl Peebles | Fortitude Advisory Group L.L.C. other | Financial Management, Inc. other | Other | Jan 22, 2010 | Feb 2, 2010 |
| Harold Franklin Grubbs | Pinnacle Asset Management, LLC unclassified | Financial Management, Inc. other | Other | Jun 30, 2005 | Jun 28, 2012 (2555 d) |
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3 moves match.