DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Crews & Associates, Inc.
Latest filing Aug 19, 2026
First filing on the tape Sep 1, 2023 · 10 filings
SEC status approved since Oct 10, 2023
RAUM
$181M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
90%
$163M individuals and HNW
Advisors
33
registered through the firm on IAPD
RAUM per advisor
$5.5M
derived; firm RAUM over IAPD count
Employees
145
18 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$181M as of Aug 19, 2026
Mar 15, 2024$112M then
HNW client RAUM$98.6M as of Aug 19, 2026
Mar 15, 2024$61.8M then
State-registered IARs (5.B.3)18 as of Aug 19, 2026
Mar 15, 202416 then
Employees (5.A)145 as of Aug 19, 2026
Mar 15, 2024130 then
Private funds: no history
RAUM +21% over the last fiscal yearIARs 20 to 18offices 8 to 9
Practice profile
derived from the filing of Aug 19, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $5.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 10derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $538,950derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 7.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.4derivedItem 5.A over advisors
- Advisors per office
- 3.3derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- -20%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.0%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Wrap fee program
- $181MreportedItem 5.I
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is a broker-dealer (6.A.1)
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- controlled by a public reporting company (10.A)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$98.6M54%
- Individuals$64.3M36%
- Charitable organizations$12.5M6.9%
- Corporations and businesses$5.0M2.8%
- Insurance companies$588,4730.3%
- Individual clients
- 277reported
- HNW clients
- 49reported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 336reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $181M sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.07 related_bd=true related_bank=false bd_reps=138.0derived
Advisors registered through the firm
33 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| James Winston Faulkner | Little Rock, Ar | Aug 25, 2006 | 46 y | 1 |
| Wiley Keith Grubbs | Little Rock, Ar | Aug 25, 2006 | 43 y | 0 |
| Anthony Todd Brainerd | Maumelle, Ar | Feb 9, 2012 | 19 y | 1 |
| Jerry Allen Mckay | Rogers, Ar | Nov 14, 2013 | 45 y | 0 |
| Barry Thomas Burch | Searcy, Ar | Nov 14, 2013 | 41 y | 0 |
| William Lee Harper | Little Rock, Ar | Aug 6, 2014 | 14 y | 2 |
| Charles Turner Coleman | Little Rock, Ar | Aug 31, 2015 | 11 y | 0 |
| James Edgar Liles | Little Rock, Ar | Feb 17, 2016 | 46 y | 1 |
| Derek Alan Whitehead | Little Rock, Ar | Oct 31, 2016 | 17 y | 0 |
| John Michael Bailey | Springdale, Ar | Apr 21, 2017 | 18 y | 0 |
| Damon Christian Meyer | Little Rock, Ar | Aug 31, 2017 | 26 y | 2 |
| Joshua Lowell Phillips | Little Rock, Ar | Apr 26, 2018 | 19 y | 0 |
| Carter Patrick Rook | Little Rock, Ar | Aug 1, 2018 | 19 y | 2 |
| Ronald Matthew Wylie | Little Rock, Ar | Jul 17, 2019 | 30 y | 1 |
| James Stephen Jones | Little Rock, Ar | Sep 30, 2019 | 47 y | 1 |
| Jason Childress Jennings | Little Rock, Ar | Mar 30, 2020 | 10 y | 3 |
| Clayton Jennings Partridge | Little Rock, Ar | Jul 28, 2020 | 10 y | 0 |
| Michael Nathan Tharp | Searcy, Ar | Jul 19, 2022 | 20 y | 0 |
| Spencer Lee Stone | Little Rock, Ar | Oct 24, 2022 | 12 y | 0 |
| James Logan Gould | Little Rock, Ar | Aug 25, 2023 | 11 y | 0 |
| Garrison Reed Marshall | Little Rock, Ar | Mar 6, 2024 | 14 y | 1 |
| Emma Clare Baird | Little Rock, Ar | Sep 3, 2024 | 13 y | 0 |
| Cole Baggett | Little Rock, Ar | Oct 21, 2024 | 12 y | 0 |
| Logan John Seifert | Little Rock, Ar | Nov 19, 2024 | 12 y | 0 |
| David A Behel | Searcy, Ar | Jan 1, 2025 | 22 y | 0 |
| Mark Dalmond Counts | Little Rock, Ar | Jan 1, 2025 | 13 y | 0 |
| Brian Casey Harrison | Little Rock, Ar | Jan 1, 2025 | 21 y | 0 |
| Donald Ray Winton | Little Rock, Ar | Jan 13, 2025 | 46 y | 1 |
| Russell Jude Stoever | Little Rock, Ar | Jan 24, 2025 | 55 y | 1 |
| James Wesley Emmet | Little Rock, Ar | Mar 11, 2025 | 11 y | 0 |
| Ralph Townsend Taylor | Little Rock, Ar | Apr 25, 2025 | 14 y | 4 |
| Fredrick Joseph Mccrady | Little Rock, Ar | May 13, 2026 | 22 y | 0 |
| Margaret Ellisabeth Mcentire | Little Rock, Ar | Sep 4, 2026 | 14 y | 3 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 3.0% of current headcount2 left over 36 months
Left, latest
- Carter William Lowe to Financial Management, Inc.Oct 31, 2025 · Affiliated broker-dealer or bank to independent RIA
- Daniel Walter to J.P. Morgan Securities LLCSep 4, 2025 · Affiliated broker-dealer or bank to wirehouse
- Anthony Robert Henderson to Concourse Financial Group AdvisorsSep 25, 2015 · Other
- Whitman Tyler Fowlkes to Sylamore Investments LLCFeb 24, 2011 · RIA to a state-registered adviser
Joined, latest
- Margaret Ellisabeth Mcentire from LPL Enterprise, LLCSep 4, 2026 · Affiliated broker-dealer or bank to another
- Ralph Townsend Taylor from Davenport & Company LLCApr 25, 2025 · Affiliated broker-dealer or bank to another
- Russell Jude Stoever from Stoever Glass Wealth Management, Inc.Jan 24, 2025 · RIA to RIA
- Donald Ray Winton from First Security Fund Advisers, Inc.Jan 13, 2025 · Other
- Jason Childress Jennings from Merrill Lynch, Pierce, Fenner & Smith IncorporatedMar 30, 2020 · Wirehouse to independent RIA
- James Stephen Jones from First Security Fund Advisers, Inc.Sep 30, 2019 · Other
- Ronald Matthew Wylie from Investment Professionals, Inc.Jul 17, 2019 · Other
- Carter Patrick Rook from Wells Fargo AdvisorsAug 1, 2018 · Wirehouse to independent RIA
- Damon Christian Meyer from Metropolitan Capital Management, Inc.Aug 31, 2017 · Other
- James Edgar Liles from Morgan Keegan & Company, LLCFeb 17, 2016 · Other
- William Lee Harper from Raymond James & Associates, Inc.Aug 6, 2014 · Affiliated broker-dealer or bank to independent RIA
- Anthony Todd Brainerd from Edward JonesFeb 9, 2012 · Affiliated broker-dealer or bank to independent RIA
- James Winston Faulkner from Morgan Keegan & Company, LLCAug 25, 2006 · Other
- Whitman Tyler Fowlkes from Greenwood Gearhart, LLCAug 24, 2006 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from First Security Fund Advisers, Inc.Dec 20, 2018 · Little Rock, Ar
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Scott Arthur Beardsley · Secretary Of The Boardcontrolsince 01/2022 · owns less than 5%
- Joseph Parrott Bumpers · Chief Financial Officer, Principal Financial Officercontrolsince 01/2003 · owns less than 5%
- Dennis Charles Clay · Chief Executive Officer, Director, Executive Committeecontrolsince 12/2019 · owns less than 5%
- James Stephen Jones · President, Directorcontrolsince 01/2020 · owns less than 5%
- Damon Christian Meyer · Chief Compliance Officercontrolsince 01/2022 · owns less than 5%
- John Reynolds Rutledge · 12.240 % Owner & Chm First Security Bancorp And Chm Of Crews Core Holding Companycontrolsince 01/1981 · owns F of First Security Bancorp
- Nathaniel Thomas Rutledge · 12.686 Owner First Security Bancorp & Board Mbr Crews Core Holding Company Board Membercontrolsince 01/2022 · owns F of First Security Bancorp
Entity owners
- Crews Core Holding Company · Ownerdirect · owns 75% or more
- First Security Bancorp · 100% Ownerindirect · owns 75% or more of Crews Core Holding Company
Related persons
Schedule D 7.A
- Crews & Associates, Inc.broker-dealerreal estateyRAUM $181M
Advisers that list Crews & Associates, Inc. as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Little Rock, Ar · principal | 33 | 2 | 1 | ||
| Searcy, Ar | 6 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Searcy, AR2 employees
- Maumelle, AR1 employees
- Searcy, AR1 employees
- Mountain Home, AR1 employees
- Conway, AR1 employees
- Springdale, AR1 employees
- Clarksville, AR1 employees
- Rogers, AR1 employees
- Searcy, AR1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 31, 2026HNW share of RAUM moved from 38.0% to 54.0% between the annual amendments of 2025-04-25 and 2026-03-31peers: affiliated wealth managers (187)
What changed
consecutive filings, newest first
- Advisory employees · 16 to 18Mar 31, 2026 to Jul 2, 2026
- State-registered IARs · 16 to 18Mar 31, 2026 to Jul 2, 2026
- Other offices · 8 to 9Nov 14, 2025 to Mar 31, 2026
- HNW RAUM · $56.5M to $98.6MNov 14, 2025 to Mar 31, 2026
- Individual RAUM · $78.6M to $64.3MNov 14, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $149M to $181MNov 14, 2025 to Mar 31, 2026
- RAUM · $149M to $181MNov 14, 2025 to Mar 31, 2026
- Wrap assets (sponsor) · $149M to $181MNov 14, 2025 to Mar 31, 2026
- Advisory employees · 20 to 16May 7, 2025 to Nov 14, 2025
- BD registered reps · 130 to 138May 7, 2025 to Nov 14, 2025
- Employees · 130 to 145May 7, 2025 to Nov 14, 2025
- Financial planning clients · 0 to 0May 7, 2025 to Nov 14, 2025
- State-registered IARs · 20 to 16May 7, 2025 to Nov 14, 2025
- Accounts · 270 to 336Jun 26, 2024 to Apr 25, 2025
- Advisory employees · 16 to 20Jun 26, 2024 to Apr 25, 2025
- BD registered reps · 16 to 130Jun 26, 2024 to Apr 25, 2025
- Charity clients · 2 to 6Jun 26, 2024 to Apr 25, 2025
- Corporate clients · 5 to 3Jun 26, 2024 to Apr 25, 2025
- HNW clients · 44 to 49Jun 26, 2024 to Apr 25, 2025
- Individual clients · 2,177 to 277Jun 26, 2024 to Apr 25, 2025
- Financial planning clients · 1-10 to 0Jun 26, 2024 to Apr 25, 2025
- State-registered IARs · 16 to 20Jun 26, 2024 to Apr 25, 2025
- Other offices · 9 to 8Jun 26, 2024 to Apr 25, 2025
- Discretionary RAUM · $94.4M to $0Jun 26, 2024 to Apr 25, 2025
- HNW RAUM · $61.8M to $56.5MJun 26, 2024 to Apr 25, 2025
- Individual RAUM · $42.5M to $78.6MJun 26, 2024 to Apr 25, 2025
- Non-discretionary RAUM · $18.0M to $149MJun 26, 2024 to Apr 25, 2025
- RAUM · $112M to $149MJun 26, 2024 to Apr 25, 2025
- Wrap assets (sponsor) · $112M to $149MJun 26, 2024 to Apr 25, 2025
- Accounts · 301 to 270Oct 5, 2023 to Mar 15, 2024
- Advisory employees · 15 to 16Oct 5, 2023 to Mar 15, 2024
- BD registered reps · 15 to 16Oct 5, 2023 to Mar 15, 2024
- Corporate clients · 7 to 5Oct 5, 2023 to Mar 15, 2024
- HNW clients · 43 to 44Oct 5, 2023 to Mar 15, 2024
- Individual clients · 218 to 2,177Oct 5, 2023 to Mar 15, 2024
- Employees · 137 to 130Oct 5, 2023 to Mar 15, 2024
- State-registered IARs · 15 to 16Oct 5, 2023 to Mar 15, 2024
- Other offices · 8 to 9Oct 5, 2023 to Mar 15, 2024
- Discretionary RAUM · $14.1M to $94.4MOct 5, 2023 to Mar 15, 2024
- HNW RAUM · $58.2M to $61.8MOct 5, 2023 to Mar 15, 2024
Signals
3 dated events
- Carter William Lowe left Crews & Associates, Inc. for Financial Management, Inc. (registered 2024-03-07)Oct 31, 2025 · Advisor changed firm · fact
- Daniel Walter left Crews & Associates, Inc. for J.P. Morgan Securities Llc (registered 2026-06-10)Sep 4, 2025 · Advisor changed firm · fact
- Crews & Associates, Inc. filed its initial SEC registration (Form ADV)Sep 1, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 501-907-2000reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 800-766-2000reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/crews-&-associatesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CREWSFS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 501-907-2000reportedpublic record, Form ADV, Aug 19, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $5.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026