DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Droms Strauss Wealth Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Christopher Peters Tobin | Morgan Stanley wirehouse | Droms Strauss Wealth Management independent RIA | Wirehouse to independent RIA | Mar 11, 2020 | Jan 5, 2024 (1395 d) |
| Gregory Joseph Goltermann | Gjg Capital, LLC unclassified | Droms Strauss Wealth Management other | Other | Dec 14, 2016 | Jan 4, 2017 |
| Michael Scott Murphy | Polaris Capital Advisors Inc unclassified | Droms Strauss Wealth Management other | Other | Nov 30, 2006 | Jul 16, 2015 (3150 d) |
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3 moves match.