DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Wealth Management Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Hogan Van Choyce | Park Avenue Securities LLC BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 15, 2025 | Dec 18, 2024 |
| Jason Mathew Mickey | Park Avenue Securities LLC BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 18, 2024 | Dec 16, 2024 |
| Richard Charles King | Ae Wealth Management, LLC BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jan 10, 2024 | Jan 30, 2024 |
| Forest William Moses | Fsc Securities Corporation BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 3, 2023 | Jun 21, 2004 |
| Alan John Birsinger | Park Avenue Securities LLC BD affiliated | Wealth Management Group state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 15, 2023 | Dec 13, 2023 (120 d) |
| Douglas J Koogler | Kiplinger Wealth Advisors independent RIA | Wealth Management Group state registered | RIA to a state-registered adviser | Sep 8, 2014 | Feb 5, 2016 (515 d) |
| Norman Gregory Grevey | Kiplinger Wealth Advisors independent RIA | Wealth Management Group state registered | RIA to a state-registered adviser | Sep 8, 2014 | Aug 20, 2014 |
| Michael Gavan Griesmeyer | Fsc Securities Corporation other | Wealth Management Group state registered | Other | Jun 17, 2009 | Jun 21, 2004 |
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8 moves match.