DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Macro Consulting Group
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Maura Mallaney | Advice And Planning Services BD affiliated | Macro Consulting Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 12, 2019 | Oct 22, 2019 (102 d) |
| Gerald Jay Lamalfa | Sii Investments, Inc. other | Macro Consulting Group other | Other | Nov 13, 2012 | Nov 20, 2009 |
| Scott Portlock | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Macro Consulting Group other | Other | Jan 21, 2011 | Mar 9, 2011 (47 d) |
| Gary Christopher Ribe | Banc Of America Investment Services, Inc. unclassified | Macro Consulting Group other | Other | Mar 24, 2009 | Oct 15, 2012 (1301 d) |
| Thomas Moyer | Ernst & Young Investment Advisers Llp no RAUM | Macro Consulting Group other | Other | Apr 10, 2007 | Nov 6, 2008 (576 d) |
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5 moves match.