DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Capital Advantage, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jason Alexander Terhune | J.P. Morgan Securities LLC wirehouse | Capital Advantage, Inc. independent RIA | Wirehouse to independent RIA | Jul 18, 2022 | Aug 4, 2022 |
| Jeff Giguere | Wells Fargo Advisors wirehouse | Capital Advantage, Inc. other | Other | Jan 31, 2018 | Feb 6, 2018 |
| Brian Anthony Wang | Fdx Advisors, Inc. other | Capital Advantage, Inc. independent RIA | Other | Dec 2, 2014 | Jan 3, 2025 (3685 d) |
| Benjamin Eli Agron | LPL Financial LLC other | Capital Advantage, Inc. other | Other | Mar 6, 2014 | Jan 22, 2015 (322 d) |
| Ian Ashley Castille | LPL Financial LLC other | Capital Advantage, Inc. other | Other | Jun 13, 2012 | Jul 25, 2012 (42 d) |
| Colin Francis Taylor | Catalyst Financial Planning & Investment Management Corporation other | Capital Advantage, Inc. independent RIA | Other | Jun 3, 2011 | Jan 3, 2025 (4963 d) |
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6 moves match.