DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Richard P. Slaughter Associates, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Trevor Martin | Rps Retirement Plan Advisors institutional | Richard P. Slaughter Associates, Inc. independent RIA | Other | Jan 21, 2026 | Jan 21, 2026 |
| Michael Joseph Diplacido | Charles Schwab & Co., Inc. national BD | Richard P. Slaughter Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 29, 2024 | Jul 10, 2024 (42 d) |
| Jeremy Scott Mocek | Academy Capital Management independent RIA | Richard P. Slaughter Associates, Inc. independent RIA | RIA to RIA | Nov 14, 2023 | Nov 20, 2023 |
| Tanner Dale Banister | Kestra Advisory Services, LLC BD affiliated | Richard P. Slaughter Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 26, 2023 | May 9, 2023 |
| Christopher William Snyder | Charles Schwab & Co., Inc. national BD | Richard P. Slaughter Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 2, 2021 | Apr 29, 2021 |
| Joshua David Gideon | Charles Schwab & Co., Inc. national BD | Richard P. Slaughter Associates, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 22, 2020 | Jan 24, 2020 |
| James Allen Sherrard | Strategic Investment Management state registered | Richard P. Slaughter Associates, Inc. other | Other | Apr 4, 2019 | Apr 22, 2016 |
| Virginia Malave Paneda | Charles Schwab & Co., Inc. national BD | Richard P. Slaughter Associates, Inc. other | Other | Nov 10, 2004 | Jan 4, 2005 (55 d) |
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8 moves match.