DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northstar Asset Management LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Thomas Kaeli | Pnc Wealth Management BD affiliated | Northstar Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2018 | Feb 10, 2022 (1162 d) |
| John Gerard Carson | Oppenheimer & Co. Inc. other | Northstar Asset Management LLC independent RIA | Other | Apr 2, 2013 | Dec 10, 2019 (2443 d) |
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2 moves match.