DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Summit Financial
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Louis Fisher | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Summit Financial other | Other | Feb 8, 2007 | Feb 5, 2007 |
| Michael William Radakovich | New England Securities Corporation other | Summit Financial other | Other | Oct 20, 2005 | Jul 20, 2007 (638 d) |
| Rafael Orlando Velez | Raymond James Financial Services, Inc. unclassified | Summit Financial other | Other | Dec 31, 2002 | May 6, 1999 |
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3 moves match.