DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Managed Asset Portfolios, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gregory Phillip MalecRaymond James & Associates, Inc. national BDManaged Asset Portfolios, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 9, 2020Feb 18, 2021 (132 d)
Stanley Christopher PerkowskiAmeriprise Financial Services, LLC national BDManaged Asset Portfolios, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 22, 2019Jan 29, 2025 (1987 d)
Jeffrey Redfield BonyngeEdward Jones national BDManaged Asset Portfolios, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2019Apr 5, 2019
Dennis Loyd EngelAstor Investment Management LLC otherManaged Asset Portfolios, LLC otherOtherNov 25, 2014May 18, 2016 (540 d)
Terrence Patrick GearyAstor Investment Management LLC otherManaged Asset Portfolios, LLC otherOtherAug 27, 2014Jan 28, 2016 (519 d)
Brian David NewcombeAmeriprise Advisor Services, Inc. unclassifiedManaged Asset Portfolios, LLC independent RIAOtherMar 14, 2008Jan 4, 2024 (5774 d)
Michael Dennis RodzikA. G. Edwards & Sons, Inc. unclassifiedManaged Asset Portfolios, LLC otherOtherNov 28, 2006Oct 25, 2011 (1792 d)
John Frederick DaltonAmeriprise Advisor Services, Inc. unclassifiedManaged Asset Portfolios, LLC otherOtherJul 19, 2006Apr 20, 2010 (1371 d)
Robert Charles NaberAmeriprise Advisor Services, Inc. unclassifiedManaged Asset Portfolios, LLC otherOtherJun 7, 2006Aug 17, 2011 (1897 d)
Michael Anthony BarrellaAmeriprise Advisor Services, Inc. unclassifiedManaged Asset Portfolios, LLC otherOtherFeb 2, 2006Aug 24, 2007 (568 d)
Page 1 of 1
10 moves match.