DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Northwest Investment Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Kenneth Luke Kay | Osaic Fs, Inc. BD affiliated | Northwest Investment Advisors, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 4, 2022 | Apr 18, 2022 |
| David Lee Deffinbaugh | Securities America Advisors, Inc. other | Northwest Investment Advisors, Inc state registered | Other | Dec 1, 2016 | Dec 2, 2016 |
| Kevin Thomas Burnett | Wells Fargo Advisors wirehouse | Northwest Investment Advisors, Inc state registered | Wirehouse to a state-registered adviser | Oct 23, 2015 | Oct 11, 2017 (719 d) |
| Sandra Ann Murray | L.M. Kohn & Company other | Northwest Investment Advisors, Inc state registered | Other | May 7, 2012 | May 8, 2014 (731 d) |
| Michael James Wren | LPL Financial LLC other | Northwest Investment Advisors, Inc state registered | Other | Oct 5, 2002 | Mar 25, 2003 (171 d) |
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5 moves match.