DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Woodmont Investment Counsel, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ann Taylor Holley Knotts231 Advisors no RAUMWoodmont Investment Counsel, LLC independent RIAOtherMay 31, 2022Sep 14, 2022 (106 d)
Andrew James PeaposAmeriprise Financial Services, LLC national BDWoodmont Investment Counsel, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 21, 2022Sep 14, 2023 (570 d)
Jason BonnOsaic Fs, Inc. BD affiliatedWoodmont Investment Counsel, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 4, 2022Mar 22, 2022 (46 d)
Andrew Julius TaylorMorgan Stanley wirehouseWoodmont Investment Counsel, LLC independent RIAWirehouse to independent RIADec 16, 2021Jan 7, 2022
Nicole Catherine HughesWealthcrossing independent RIAWoodmont Investment Counsel, LLC independent RIARIA to RIAFeb 16, 2021Jan 9, 2025 (1423 d)
Jesse Rogers ClaytonMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWoodmont Investment Counsel, LLC otherOtherJan 7, 2005Jul 10, 2012 (2741 d)
Stephen Adler FrohsinUBS Financial Services Inc. wirehouseWoodmont Investment Counsel, LLC independent RIAWirehouse to independent RIAJul 22, 2004Jan 1, 2026 (7833 d)
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7 moves match.